Client Challenge Two leading global financial institutions sought to modernize their post-trade processing operations by adopting a scalable, automated platform. The objective was to enhance operational efficiency, reduce costs, and improve compliance across multiple jurisdictions. Key challenges included:
- ▸Integrating risk and control frameworks into the post-trade processing platform to ensure comprehensive governance.
- ▸Aligning diverse operational processes and regulatory requirements across different regions.
- ▸Ensuring real-time visibility into post-trade activities for better decision-making and compliance.
Our Solution SureStep was engaged to design and implement a robust risk and control framework within the post-trade processing platform using IBM OpenPages. Our approach included:
- ▸Collaborating with stakeholders to understand specific risk management and compliance requirements.
- ▸Configuring IBM OpenPages to align with the operational workflows of the platform.
- ▸Developing customized dashboards and reporting tools to provide real-time insights into post-trade activities.
- ▸Ensuring seamless integration between IBM OpenPages and the post-trade processing platform for efficient data exchange and process automation.
Results Achieved
- ▸Established a unified risk and control framework that enhanced governance across post-trade operations.
- ▸Improved compliance with regulatory requirements through real-time monitoring and reporting.
- ▸Increased operational efficiency by automating risk assessment and control processes.
- ▸Enabled better decision-making with enhanced visibility into post-trade activities.